FINRA CE for Firm Element

- Training for Brokerage Firms

All FINRA firms must provide FINRA continuing education for their representatives and managers. This CE training can be taken online in the subjects that are needed. Our firm element courses offer dozens of subject choices for managers and brokers.

Series 7 and Series 6

All representatives that are licensed Series 7 and Series 6 must take there continuing education training beginning in the 2nd year of licensing. Subjects within our firm element education include:

  • Ethics and Suitability
  • Anti Money Laundering
  • Securities Products, including mutual funds, annuities, bonds and options
  • FINRA Rules and Regulation
  • Economics and more

    Proper and timely firm element training for brokers, agents and principals is vital, but not a complicated or costly process. We and our affiliates have been completing securities FINRA Continuing Education for 20 years and more.

    Have multiple Reps or Looking for group Firm Element course rates?: Contact our corporate training director Nick Hunter

    Series 24 and Series 26

    Managers of FINRA brokerage firms must satisfy their own Firm Element continuing education credits. This includes the series 24 and series 26 - along with any other broker dealer principal license exam. Subjects that are part of our online ce training course will provide the principals with all of the subjects they need.

    Our online courses are delivered in a professional and interactive way. Each student is tracked and will receive a notice of completion that is given to the firm. Broker dealers can register multiple students for this training.

    Visit our CE Virtual section on the link below. Free look at the training presentation before you begin - on each course.

    Broker Licensing and Training

    Financial Broker Training

    Series 7 Training

    Series 3 Exam Course

    Series 34 Forex