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Series 30 Study Book

Series 30 exam training is available and updated for people looking to become a futures branch manager.

No sponsorship required

Passing the Series 30 Exam is required for futures brokers who wish to become Futures Branch Office Managers.

Topics covered in this course include:

General Market Knowledge
General Regulations
CPO/CTA Regulations
CPO/CTA Disclosure Documents
Disclosure by CPOs and CTAs Required for Upfront Fees
Disclosure by FCMs and IBs Required for Costs Associated with Futures Transactions (Rule 2-4)
IB General
General Account Handling and Exchange Regulations
Discretionary Account Regulation (Rule 2-8)
Promotional Material (Rule 2-29)

All Series 30 exam course material Book is updated for current test content. This is a complete self study training program. Our most recent pass rate is 92% (well above the industry average). Full instructor support by phone and email is given to all students.

First section of Series 30 Exam Outline:
Books and records, preparation and retention
Order tickets, preparation and retention
Written option procedures
Handling of customer deposits
NFA Compliance Rule 2-9, supervision of employees
Business Continuity and Disaster Recovery Plan
Registration requirements—who needs to be registered, sponsor verification, NF A Bylaw 1101, AP termination notices, temporary licenses
NFA disciplinary process
Reportable positions
NFA Arbitration Rules
On-site audits of branch offices
Bona fide hedging transactions
Trading on foreign exchanges

Pass Exam now:

SERIES 30 BOOK COURSES

Series 30 Book
Futures Branch Manager


Price: $90
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  • Over 100 pages with chapter exams after each section.
  • Over 150 chapter and final exam questions with detailed answers

Forex News Breakout Trading with Frank Paul 360 x 240

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