Registered Options Principal - Study Prep

The Series 4 exam is for managers supervising options sales personnel or supervising compliance for a FINRA brokerage firm. You must have a Series 7 license before taking the Series 4 exam. All Course Material is updated for current questions. Our Series 4 training course covers all of the topics that are needed to pass the Registered Options Principal Exam.

We offer updated Books and CD Test Study Material for the Options Principal Exam. See Below. Fast ordering and shipping.

Test Taking and Course Information
Test topics include:
Option Strategies Prerequisite License: Series 7
Equity Options Questions on Exam:125
Debt Options Time to Complete: 180 Minutes
Index Options Format: Multiple Choice
Foreign Currencies Passing Grade: 70%
Customer Accounts and Orders Availability: Test is given daily  (Mon-Sat)
Supervision and Compliance Where: Prometric or Pearson Centers
Home Study Time: Generally 4 weeks (1-2hrs daily)

All online orders are shipped same day for fast ground shipping. Usually 1-3 business days.

All Series 4 training course material is updated for current test content. This is a complete self study training course. Our test questions generally run 5 points more difficult than the actual exam.

Study Material. - Prep study books and software to pass the test with the support of experienced instructors.

The Basic Self Study Package for the Series 4 provides a strong foundation to effectively prepare, practice, and perform on your series exam. This package is ideal for self-directed individuals who have a proven record of success when studying without the guidance of an instructor. Plan your exam preparation by building a customizable study calendar based on your study time frame and exam date. Begin preparing for your exam with units in the License Exam Manual for a comprehensive overview covering all aspects of the exam. Practice in areas of weakness by taking custom quizzes after each unit with the SecuritiesPro™ QBank. Finally, test your performance with our Practice Exam for a final review before the actual exam.

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