SERIES 4 LICENSE

Registered Options Principal - Study Prep

The Series 4 exam is for managers supervising options sales personnel or supervising compliance for a FINRA brokerage firm. You must have a Series 7 license before taking the Series 4 exam. All Course Material is updated for current questions. Our Series 4 training course covers all of the topics that are needed to pass the Registered Options Principal Exam.

We offer updated Books and CD Test Study Material for the Options Principal Exam. See Below. Fast ordering and shipping.

Test Taking and Course Information
Test topics include:
Option Strategies Prerequisite License: Series 7
Equity Options Questions on Exam:125
Debt Options Time to Complete: 180 Minutes
Index Options Format: Multiple Choice
Foreign Currencies Passing Grade: 70%
Customer Accounts and Orders Availability: Test is given daily  (Mon-Sat)
Supervision and Compliance Where: Prometric or Pearson Centers
Home Study Time: Generally 4 weeks (1-2hrs daily)



All online orders are shipped same day for fast ground shipping. Usually 1-3 business days.

All Series 4 training course material is updated for current test content. This is a complete self study training course. Our test questions generally run 5 points more difficult than the actual exam.

Study Material. - Prep study books and software to pass the test with the support of experienced instructors.

Our self-study course includes our print Study Manual with CD Final Exams. Exams can be taken using our Q&A method, receiving immediate feedback after each question and then in test mode to experience the actual exam.


Series 4 Book and CD Rom Package

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Broker Prep Courses - High Pass Rate
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