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Municipal Securities Principal

The Series 53 exam is for supervising Municipal Securities Representatives, or supervising specified municipal functions. Our Series 53 training course covers all of the topics that are needed to pass the Series 53 exam.

The test covers topics including:

Sales Supervision Prerequisite License:  Series 7
Primary and Secondary Markets Questions on Exam:100
Customer Accounts and orders Time to Complete: 180 Minutes
New Issues Format: Multiple Choice
Rules and Regulations Passing Grade: 70%
Availability: Test is given daily (Mon-Sat)
Where: Prometric Test Centers
Home Study Time: Generally 4 weeks (1-2hrs daily)

This is a home study training program. Our study methods now include a fully updated CD Test program and books. The practice tests are "exam tough", if not a little harder. The answer explanations are very thorough with 3-4 sentence explanations on most questions.

Test your performance with an online collection of practice questions built on the most current test topics. Frequently updated to address the latest regulations, this exam may be taken only once and provides a score with diagnostic feedback. It is designed to be an accurate measure of preparedness before your actual exam. You should carefully review all Practice Exam questions and topics prior to your series exam to ensure the best possible results.

All Series 53 course material is updated for current test content.