SERIES 9 and 10 LICENSE

General Sales Supervisor - Study Prep



The Series 9 and Series 10 license is for NYSE managers to supervise branch activities. You must have a Series 7 license before taking either the Series 9 or the Series 10 exam. All study material, including test questions and answers are all updated for current exam content.

Our exam prep training course covers all of the topics that are needed to pass the exams the first time.

The test is divided into two parts and covers topics including:

Topics include:
Option Supervision Prerequisite License: Series 7
Municipal Supervision Questions on Exam: 200 Combined
Sales Supervision Time to Complete: 330 Minutes
Primary and Secondary Markets Format: Multiple Choice
Customer Accounts and orders Passing Grade: 70%
Financial Responsibility Availability: Test can be taken daily (Mon-Sat)
Investment Companies and Retirement Plans Where: Prometric or Pearson Test Centers
Home Study Time: Generally 6 weeks (1-2hrs daily)


Please choose a study method below. All exam study course material is updated for current test content - New Questions Added!. This is a complete self study program. Our tests are usually 5 points more difficult than the actual exam.

Looking for an all online course? No books required: PASS GUARANTEE - Monitored, Tutor Support. "No Pass No Pay"

  • Complete the exams online or print them out to study on the go.
  • Review your performance on previously taken exams.
  • Track time spent on a question and/or exam.
  • Search for specific questions based on keyword, question ID, or notes.
  • Create personal notes and bookmarks on questions for future reference.
  • Build weighted mock exams to provide a comprehensive test review of all material.

Details here: Online Series 9/10 Course

Online Computer Testing - Practice your Series 9 and 10 exam taking skills and test your knowledge with thousands of accurate and updated questions with thorough answer explanations. This exam testing program allows you to create personalized exams based on length and topic of your choice and features unlimited exam attempts that are randomly generated each time. The Qbank also gives you the ability to:

Complete the practice exams online or print them out.

  • Review your performance on previously taken exams.
  • Track time spent on a question and/or exam.
  • Search for specific questions based on keyword, question ID, or notes.
  • Create personal notes and bookmarks on questions for future reference.
  • Build weighted mock exams to provide a comprehensive test review of all material.

Series 9 and 10 Practice Exams - Test your performance with an online collection of practice questions built on the most current test topics. Frequently updated to address the latest regulations, this exam may be taken only once and provides a score with diagnostic feedback. It is designed to be an accurate measure of preparedness before your actual exam. You should carefully review all Practice Exam questions and topics prior to your series exam to ensure the best possible results.

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